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Exam 11: Investment Planning

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Question 1

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A portfolio is a collection of investment assets assembled to meet your investment objectives.

A) True
B) False

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Question 2

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A statement specifying how investment capital will be invested in order to reach targeted goals is called a marketing plan.

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B) False

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INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -You will pay a commission to your broker [only when you buy stocks | only when you sell stocks].

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -The largest stock exchange in the world is the [New York Stock Exchange | Tokyo Exchange].

Owning common stock represents an debt investment.

A diversified securities portfolio is characterized by

All OTC stocks are part of NASDAQ.

Regional exchanges handle most of the volume of stock trades in the United States.

The internet allows individual investors to legally

Most investment-oriented Web sites include portfolio-tracking tools.

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -A fixed dividend would be received with [common | preferred] stock.

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -The AMEX is [very close to | way below] the trading volume of the NYSE.

An investor can participate in the real estate market by investing in a REIT.

Which of the following is an order to sell a stock when the market price drops to or below a specified level?

In order to trade securities on the floor of an exchange,members who are doing the trading must own a "seat" on the exchange.

INSTRUCTIONS: Choose the word or phrase in [ ] which will correctly complete the statement.Select A for the first item,B for the second item,and C if neither item will correctly complete the statement. -Using margin will magnify [only gains | only losses].

____ is not a normal brokerage service.

Long-term securities are traded in the primary market.

The New York Stock Exchange is the largest stock exchange in the world.

There is strong evidence that the total return on a portfolio is influenced more by its asset allocation plan than by specific security selections.